Ashland Advisors PLLC Privacy Policy Statement
Financial companies choose how they share your personal information. Federal law gives consumers (our clients and prospective clients) the right to limit some but not all sharing. Federal law requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
Our firm does not disclose non-public personal information about our customers to anyone, except in the following circumstances:
- When our customers have specifically requested or authorized us to do so in writing;
- When required during the course of a firm assessment (i.e., independent audit); or
- When required by law (i.e., periodic regulatory examination).
The firm collects personal information about consumers from the following sources:
- information provided to us for income tax, financial plan or investment recommendations
- information provided through our agreement, financial planning software, or other documents completed in connection with their engagement
- information provided to us provided verbally, and
- information received from service providers, such as a client’s custodian, about investment account transactions.
Federal law gives you the right to limit only:
- sharing for affiliates’ everyday business purposes
- affiliates from using your information to market to you
- sharing for non-affiliates to market to you
State laws and individual companies (i.e., your insurance company, etc.) may give you additional rights to limit sharing.
To protect your personal information from unauthorized access and use, we use security measures that comply with state or federal law, as appropriate. These measures include computer safeguards and secured files. We also maintain procedural safeguards to protect your personal information.
We will provide you with our privacy policy on an annual basis and at any time, in advance, if our firm privacy policies are expected to change.
You may contact us at:
Ashland Advisors PLLC
5235 Bulldog Avenue
Van Meter, IA 50261
Tel: 507-330-2133
Email: Luke@ashlandadvisors.com
Copyright © 2018-2025 Ashland Advisors PLLC
Ashland Advisors PLLC is a registered investment adviser offering advisory services in the State of Iowa and in other jurisdictions where exempted.